SEC Form 4 · accession 0001127602-15-005455
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg Creed
Officer — CEO · Director
Period of report
Feb 10, 2015
Accepted (ET)
Feb 11, 2015 · 2:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F2,F3 | — | Feb 10, 2015 | P | 3,248 | A | — | — | Common Stock | 3,248 | 3,248 | D |
| Phantom StockF1,F2,F3 | — | Feb 10, 2015 | P | 138 | A | — | — | Common Stock | 138 | 138 | D |
| Phantom StockF1,F2,F3 | — | Feb 10, 2015 | P | 2,453 | A | — | — | Common Stock | 2,453 | 2,453 | D |
| Phantom StockF1,F2,F3 | — | Feb 10, 2015 | P | 419 | A | — | — | Common Stock | 419 | 419 | D |
| Phantom StockF1,F2,F3 | — | Feb 10, 2015 | P | 1,702 | A | — | — | Common Stock | 1,702 | 1,702 | D |
| Phantom StockF1,F2,F3 | — | Feb 10, 2015 | P | 4,090 | A | — | — | Common Stock | 4,090 | 4,090 | D |
| Phantom StockF1,F2,F3 | — | Feb 10, 2015 | P | 1,531 | A | — | — | Common Stock | 1,531 | 1,531 | D |
| Phantom StockF1,F2,F3 | — | Feb 10, 2015 | P | 1,420 | A | — | — | Common Stock | 1,420 | 2,951 | D |
Explanation of responses
- F1Conversion occurs on a one-for-one basis.
- F2Payments are made in accordance with elections on file.
- F3The Program does not have specified expiration dates.