SEC Form 4 · accession 0001127602-15-005156
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Eric Russell
Officer — Vice President, Controller
Period of report
Feb 6, 2015
Accepted (ET)
Feb 10, 2015 · 11:54 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $73.93 | Feb 6, 2015 | A | 13,695 | A | — | Feb 5, 2025 | Common Stock | 13,695 | 13,695 | D |
| Stock Appreciation Right | $73.93 | Feb 6, 2015 | A | 13,695 | A | Feb 6, 2019 | Feb 6, 2025 | Common Stock | 13,695 | 13,695 | D |
Explanation of responses
- F1Vesting occurs 25% per year beginning one year from grant date.