SEC Form 4 · accession 0001127602-15-005122
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jingshyh S su
Officer — Chair & CEO - China Division · Director
Period of report
Feb 6, 2015
Accepted (ET)
Feb 10, 2015 · 10:36 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Feb 7, 2014 | J | 945 | A | — | — | Common Stock | 945 | 184,236 | D |
| Restricted Stock UnitsF1 | $0.00 | May 2, 2014 | J | 895 | A | — | — | Common Stock | 895 | 185,131 | D |
| Restricted Stock UnitsF1 | $0.00 | Aug 1, 2014 | J | 972 | A | — | — | Common Stock | 972 | 186,103 | D |
| Restricted Stock UnitsF1 | $0.00 | Nov 7, 2014 | J | 1,047 | A | — | — | Common Stock | 1,047 | 187,150 | D |
| Employee Stock Option (Right to Buy)F2 | $73.93 | Feb 6, 2015 | A | 115,057 | A | — | Feb 5, 2025 | Common Stock | 115,057 | 115,057 | D |
| Restricted Stock UnitsF1 | $0.00 | Feb 6, 2015 | J | 1,038 | A | — | — | Common Stock | 1,038 | 188,188 | D |
Explanation of responses
- F1The restricted stock units vest five years from grant date. Vested units will be delivered in shares to the reporting person twelve months following his retirement from YUM! Brands, Inc.
- F2Vesting occurs 25% per year beginning one year from grant date.