SEC Form 4 · accession 0001127602-15-005000
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Eric Russell
Officer — Vice President, Controller
Period of report
Feb 6, 2015
Accepted (ET)
Feb 9, 2015 · 3:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F2,F3 | — | Feb 6, 2015 | A | 1,232 | A | — | — | Common Stock | 1,232 | 1,232 | D |
| Phantom StockF1,F2,F3 | — | Feb 6, 2015 | A | 411 | A | — | — | Common Stock | 411 | 411 | D |
| Phantom StockF1,F2,F3 | — | Feb 6, 2015 | F | 216 | D | — | — | Common Stock | 216 | 4,076 | D |
Explanation of responses
- F1Conversion occurs on a one-for-one basis.
- F2Payments are made in accordance with elections on file.
- F3The Program does not have specified expiration dates.