SEC Form 4 · accession 0001127602-15-004975
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick J Grismer
Officer — Chief Financial Officer
Period of report
Feb 6, 2015
Accepted (ET)
Feb 9, 2015 · 1:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F2,F3 | — | Feb 6, 2015 | A | 66,853 | A | — | — | Common Stock | 66,853 | 66,853 | D |
| Phantom StockF1,F2,F3 | — | Feb 6, 2015 | F | 748 | D | — | — | Common Stock | 748 | 15,371 | D |
Explanation of responses
- F1Conversion occurs on a one-for-one basis.
- F2Payments are made in accordance with elections on file.
- F3The Program does not have specified expiration dates.