SEC Form 4 · accession 0001127602-15-000083
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas M Ryan
Director
Period of report
Jan 1, 2015
Accepted (ET)
Jan 2, 2015 · 12:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 1, 2015 | M | 2,507 | $72.85 | A | 39,750 | I | Ryan Trust |
| Common Stock | Jan 1, 2015 | M | 368 | $72.85 | A | 40,118 | I | Ryan Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F2,F3 | — | Jan 1, 2015 | M | 2,507 | D | — | — | Common Stock | 2,507 | 0 | D |
| Phantom StockF1,F2,F3 | — | Jan 1, 2015 | M | 368 | D | — | — | Common Stock | 368 | 1 | D |
Explanation of responses
- F1Conversion occurs on a one-for-one basis.
- F2Payments are made in accordance with elections on file.
- F3The Program does not have specified expiration dates.