SEC Form 4 · accession 0001567619-18-002194
ROCKWELL MEDICAL, INC. · RMTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stuart M Paul
Officer — Chief Executive Officer · Director
Period of report
Sep 4, 2018
Accepted (ET)
Sep 6, 2018 · 3:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041024
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 4, 2018 | A | 388,125 | $0.00 | A | 388,125 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $4.70 | Sep 4, 2018 | A | 388,125 | A | — | Sep 4, 2028 | Common Stock | 388,125 | 388,125 | D |
Explanation of responses
- F1Restricted stock units vest with respect to 98,500 shares on December 31, 2018, with the remainder vesting in three equal installments on the first, second and third anniversaries of September 4, 2018.
- F2Stock options vest in three equal installments on the first, second and third anniversaries of September 4, 2018.