SEC Form 4 · accession 0001209191-17-066454
ROCKWELL MEDICAL, INC. · RMTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick J Bagley
Director
Period of report
Dec 15, 2017
Accepted (ET)
Dec 19, 2017 · 5:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041024
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 15, 2017 | M | 50,000 | $6.50 | A | 165,550 | D | |
| Common Stock | Dec 15, 2017 | F | 49,243 | $6.60 | D | 116,307 | D | |
| Common StockF1 | holding | — | — | — | 97,200 | I | by spouse | |
| Common StockF2 | holding | — | — | — | 15,000 | I | by Bagley & Langan P.L.L.C. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $6.50 | Dec 15, 2017 | M | 50,000 | D | — | Dec 17, 2017 | Common Stock | 50,000 | 0 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of the common shares held by his spouse and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's common shares for purposes of Section 16 or for any other purpose.
- F2The reporting person disclaims beneficial ownership of the common shares held by Bagley & Langan, P.L.L.C. and this report should not be deemed an admission that the reporting person is the beneficial owner of the company's common shares for purposes of Section 16 or for any other purpose. Mr. Bagley is the sole owner of Bagley & Langan, P.L.L.C.
- F3The option became exercisable in three equal installments on December 17, 2008, December 17, 2009, and December 17, 2010.