SEC Form 4 · accession 0001209191-17-066451
ROCKWELL MEDICAL, INC. · RMTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Klema
Officer — Vice President, CFO
Period of report
Dec 15, 2017
Accepted (ET)
Dec 19, 2017 · 5:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041024
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 15, 2017 | M | 87,500 | $6.50 | A | 757,667 | D | |
| Common Stock | Dec 15, 2017 | F | 86,175 | $6.60 | D | 671,492 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2,F1 | $6.50 | Dec 15, 2017 | M | 87,500 | D | — | Dec 17, 2017 | Common Stock | 87,500 | 0 | D |
Explanation of responses
- F1The option became exercisable in three equal installments on December 17, 2008, December 17, 2009, and December 17, 2010.
- F2Since the date of the reporting person's last ownership report with respect to this option, he transferred 87,500 of the 175,000 options granted on 12/17/2007 directly to his former spouse to satisfy a portion of his obligations pursuant to a qualified domestic relations order.