SEC Form 4 · accession 0001209191-16-092155
ROCKWELL MEDICAL, INC. · RMTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth L Holt
Director
Period of report
Jan 15, 2016
Accepted (ET)
Jan 19, 2016 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041024
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 15, 2016 | M | 25,000 | $3.09 | A | 63,575 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $3.09 | Jan 15, 2016 | M | 25,000 | D | — | Nov 19, 2018 | Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1Includes 15,000 shares subject to restrictions and forfeiture.
- F2This option became exercisable in three equal installments on November 19, 2009, November 19, 2010, and November 19, 2011.