SEC Form 4 · accession 0001209191-15-085916
ROCKWELL MEDICAL, INC. · RMTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Klema
Officer — Vice President, CFO
Period of report
Dec 15, 2015
Accepted (ET)
Dec 17, 2015 · 6:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041024
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 15, 2015 | M | 93,750 | $4.55 | A | 738,490 | D | |
| Common Stock | Dec 15, 2015 | F | 61,250 | $10.65 | D | 677,240 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $4.55 | Dec 15, 2015 | M | 93,750 | D | — | Dec 15, 2015 | Common Stock | 93,750 | 0 | D |
Explanation of responses
- F1This option became exercisable in two installments on 12/15/2005 and 12/31/2005.