SEC Form 4 · accession 0001209191-15-085356
ROCKWELL MEDICAL, INC. · RMTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick J Bagley
Director
Period of report
Dec 11, 2015
Accepted (ET)
Dec 15, 2015 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041024
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 11, 2015 | M | 25,000 | $4.55 | A | 105,750 | D | |
| Common StockF1 | holding | — | — | — | 97,200 | I | by spouse | |
| Common StockF2 | holding | — | — | — | 15,000 | I | by Bagley & Langan P.L.L.C. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $4.55 | Dec 11, 2015 | M | 25,000 | D | — | Dec 15, 2015 | Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of the common shares held by his spouse and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's common shares for purposes of Section 16 or for any other purpose.
- F2The reporting person disclaims beneficial ownership of the common shares held by the company and this report should not be deemed an admission that the reporting person is the beneficial owner of the company's common shares for purposes of Section 16 or for any other purpose. Mr. Bagley is the sole owner of Bagley & Langan, P.L.L.C.
- F3This option became exercisable in two installments on 12/15/2005 and 12/31/2005.