SEC Form 4 · accession 0001209191-15-074776
ROCKWELL MEDICAL, INC. · RMTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick J Bagley
Director
Period of report
Oct 2, 2015
Accepted (ET)
Oct 7, 2015 · 8:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041024
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 2, 2015 | A | 15,000 | $0.00 | A | 80,750 | D | |
| Common StockF2 | holding | — | — | — | 97,200 | I | by spouse | |
| Common StockF3 | holding | — | — | — | 15,000 | I | by Bagley & Langan P.L.L.C. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $8.23 | Oct 2, 2015 | A | 35,000 | A | — | Oct 2, 2015 | Common Stock | 35,000 | 35,000 | D |
Explanation of responses
- F1Restricted stock grant. Restrictions lapse as to all of the shares on May 10, 2017.
- F2The reporting person disclaims beneficial ownership of the common shares held by his spouse and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's common shares for purposes of Section 16 or for any other purpose.
- F3The reporting person disclaims beneficial ownership of the common shares held by the company and this report should not be deemed an admission that the reporting person is the beneficial owner of the company's common shares for purposes of Section 16 or for any other purpose. Mr. Bagley is the sole owner of Bagley & Langan, P.L.L.C.
- F4The option vests in three equal installments on October 2, 2016, October 2, 2017, and October 2, 2018.