SEC Form 4 · accession 0001209191-15-074463
ROCKWELL MEDICAL, INC. · RMTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert L Chioini
Officer — Chairman, President and CEO · Director
Period of report
Oct 2, 2015
Accepted (ET)
Oct 6, 2015 · 9:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041024
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 2, 2015 | A | 200,000 | $0.00 | A | 1,993,933 | D | |
| Common StockF1 | Oct 2, 2015 | A | 125,000 | $0.00 | A | 2,118,933 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $8.23 | Oct 2, 2015 | A | 500,000 | A | — | Oct 2, 2025 | Common Stock | 500,000 | 500,000 | D |
| Stock Option (right to buy)F2 | $8.23 | Oct 2, 2015 | A | 275,000 | A | — | Oct 2, 2015 | Common Stock | 275,000 | 275,000 | D |
Explanation of responses
- F1Restricted stock grant. Restrictions lapse as to all of the shares on May 10, 2017.
- F2The option vests in three equal installments on October 2, 2016, October 2, 2017, and October 2, 2018.