SEC Form 4 · accession 0001140361-17-006544
FOUR OAKS FINCORP INC · FOFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ayden R Lee Jr.
Director
Period of report
Feb 10, 2017
Accepted (ET)
Feb 14, 2017 · 10:26 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001040799
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2017 | M | 5,000 | $1.70 | A | 340,818 | D | |
| Common Stock | holding | — | — | — | 59,724 | I | By wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy) | $1.70 | Feb 10, 2017 | M | 5,000 | A | Feb 27, 2014 | Feb 27, 2017 | Common Stock | 5,000 | 0 | D |