SEC Form 4 · accession 0001140361-16-050553
FOUR OAKS FINCORP INC · FOFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa S Herring
Officer — Executive Vice President
Period of report
Jan 13, 2016
Accepted (ET)
Feb 8, 2016 · 11:24 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001040799
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 13, 2016 | A | 20,000 | $0.00 | A | 131,000 | D | |
| Common Stock | Jan 13, 2016 | F | 4,500 | $1.90 | D | 126,500 | D | |
| Common Stock | holding | — | — | — | 756 | I | By son | |
| Common Stock | holding | — | — | — | 760 | I | By daughter | |
| Common Stock | holding | — | — | — | 720 | I | By son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Performance-based restricted stock vests, subject to achievement of certain performance criteria, on December 31, 2018.