SEC Form 4 · accession 0001140361-16-050544
FOUR OAKS FINCORP INC · FOFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David H. Rupp
Officer — President and CEO · Director
Period of report
Jan 13, 2016
Accepted (ET)
Feb 8, 2016 · 10:43 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001040799
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 13, 2016 | A | 40,000 | $0.00 | A | 281,900 | D | |
| Common Stock | Jan 13, 2016 | F | 9,000 | $1.90 | D | 272,900 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Performance-based restricted stock vests, subject to achievement of certain performance criteria, on December 31, 2018.