SEC Form 4 · accession 0001140361-18-011797
DITECH HOLDING Corp · DHCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
BARCLAYS PLC
10% Owner
Period of report
Feb 15, 2018
Accepted (ET)
Mar 2, 2018 · 6:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001040719
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2018 | S | 7 | $9.02 | D | 572,951 | I | by Barclays Capital Inc. |
| Common StockF1 | Feb 16, 2018 | S | 8,934 | $10.20 | D | 572,951 | I | by Barclays Capital Inc. |
| Common StockF1 | Feb 20, 2018 | S | 100 | $10.18 | D | 572,951 | I | by Barclays Capital Inc. |
| Common StockF1 | Feb 22, 2018 | S | 25,000 | $10.00 | D | 572,951 | I | by Barclays Capital Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1As of February 15, 2018, the Reporting Persons beneficially owned 572,951 shares of common stock of Ditech Holding Corporation (includes 375,630 shares of common stock that may be received by the Reporting Person from the exercise of 2,591 shares of Convertible Preferred Stock). Ownership information after each reported transaction is not reasonably available to the Reporting Persons.
Remarks
(a) Name of Person Filing: (1) Barclays PLC (2) Barclays Capital Inc. (controlled by Barclays PLC) (b) Address of Principal Business Office or, if none, Residence: (1) Barclays PLC 1 Churchill Place, London, E14 5HP, England (2) Barclays Capital Inc 745 Seventh Avenue New York, New York 10019 United States