Form4insider filings, from the source

SEC Form 3/A · accession 0001140361-18-011494

DITECH HOLDING Corp · DHCP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 3/A). It replaces an earlier filing for the same period.
Reporting owners
Jim Freeman
10% Owner
Period of report
Feb 9, 2018
Accepted (ET)
Mar 2, 2018 · 10:43 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001040719

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Common Stock, par value $0.01 per shareF1,F2,F3,F4holding———185,906D

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Mandatorily Convertible Preferred StockF4,F5$114.975holding———Feb 9, 2018—Common Stock, par value $0.01 per share689,735—D
Series A WarrantsF4$20.63holding———Feb 9, 2018Feb 9, 2018Common Stock, par value $0.01 per share316,729—D
Series B WarrantsF4$28.25holding———Feb 9, 2018Feb 9, 2018Common Stock, par value $0.01 per share251,317—D

Explanation of responses

Remarks

This Form 3 is being filed jointly by: (i) Lion Point Master, with respect to the Shares directly and beneficially owned by it; (ii) Lion Point Capital GP, as the general partner of Lion Point Master; (iii) Lion Point Capital, as the investment manager of Lion Point Master; (iv) Lion Point Holdings GP, as the general partner of Lion Point Capital; (v) Didric Cederholm, as Founding Partner and Chief Investment Officer of each of Lion Point Capital GP and Lion Point Capital and a Managing Member of Lion Point Holdings GP; and (vi) Jim Freeman, as Founding Partner and Chief Investment Officer of each of Lion Point Capital GP and Lion Point Capital and a Managing Member of Lion Point Holdings GP.