SEC Form 4 · accession 0001104659-18-071641
DITECH HOLDING Corp · DHCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owners
NOMURA SECURITIES INTERNATIONAL INC
10% Owner · Other
NOMURA HOLDINGS INC
10% Owner · Other
Period of report
Dec 3, 2018
Accepted (ET)
Dec 6, 2018 · 2:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001040719
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Dec 3, 2018 | S | 17,687 | $0.1676 | D | 1,077,232 | D | |
| Common Stock, par value $0.01 per share | Dec 4, 2018 | S | 615,300 | $0.1123 | D | 461,932 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
These shares of Common Stock are owned by Nomura Securities International, Inc. ("NSI"). NSI is a wholly owned indirect subsidiary of Nomura Holdings, Inc. which accordingly may be deemed to beneficially own the shares owned by NSI.