SEC Form 4 · accession 0001040719-16-000127
DITECH HOLDING Corp · DHCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Pedersen
Officer — CLO, GC & Sec
Period of report
Jul 8, 2016
Accepted (ET)
Jul 12, 2016 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001040719
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy Stock)F1,F2 | $2.89 | Jul 8, 2016 | A | 119,266 | A | — | Jul 8, 2026 | Common Stock | 119,266 | 119,266 | D |
Explanation of responses
- F1Grant awarded to the Reporting Person pursuant to the Issuer's 2011 Omnibus Incentive Plan, as amended and restated.
- F2Grant of stock options that vest one-third on each of the first, second and third anniversary of the July 8, 2016 grant date.