SEC Form 4 · accession 0001040719-16-000113
DITECH HOLDING Corp · DHCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Denmar John Dixon
Officer — CEO & President · Director
Period of report
Jun 30, 2016
Accepted (ET)
Jul 1, 2016 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001040719
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 30, 2016 | A | 125,000 | $0.00 | A | 423,896 | D | |
| Common Stock | Jun 30, 2016 | F | 59,626 | $2.8475 | D | 364,270 | D | |
| Common StockF2 | holding | — | — | — | 3,529 | I | By Richard Dixon Inter Vivos Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of immediately vesting restricted stock units corresponding to notional shares of Walter Investment Management Corp. common stock under the Issuer's 2011 Omnibus Incentive Plan, as amended and restated.
- F2The Reporting Person is co-trustee of the trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.