SEC Form 4 · accession 0001019056-18-001047
DITECH HOLDING Corp · DHCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phoenix Investment Adviser LLC
10% Owner
Period of report
Oct 31, 2018
Accepted (ET)
Nov 2, 2018 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001040719
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 31, 2018 | S | 206,468 | $1.227 | D | 0 | I | JLP Credit Opportunity Master Fund Ltd |
| Common Stock | Oct 31, 2018 | S | 31,000 | $1.227 | D | 5,866 | I | JLP Credit Opportunity IDF Series Interests of the SALI Multi-Series Fund LP |
| Common Stock | Nov 1, 2018 | S | 5,866 | $1.1628 | D | 0 | I | JLP Credit Opportunity IDF Series Interests of the SALI Multi-Series Fund LP |
| Common Stock | Oct 31, 2018 | S | 76,843 | $1.227 | D | 35,051 | I | Mercer QIF Fund PLC - Mercer Investment Fund 1 |
| Common Stock | Nov 1, 2018 | S | 35,051 | $1.1628 | D | 0 | I | Mercer QIF Fund PLC - Mercer Investment Fund 1 |
| Common Stock | Oct 31, 2018 | S | 5,689 | $1.227 | D | 0 | I | JLP Partners Master Fund Ltd |
Table II — derivative securities
No Table II lines on this filing.