SEC Form 4 · accession 0001019056-18-000912
DITECH HOLDING Corp · DHCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phoenix Investment Adviser LLC
10% Owner
Period of report
Jul 18, 2018
Accepted (ET)
Jul 20, 2018 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001040719
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Warrants | $20.63 | Jul 18, 2018 | S | 5,145 | D | Feb 12, 2018 | Feb 9, 2028 | Common Stock, $0.01 Par Value per Share | 5,145 | 888,826 | I |
| Series A Warrants | $20.63 | Jul 19, 2018 | S | 1,000 | D | Feb 12, 2018 | Feb 9, 2028 | Common Stock, $0.01 Par Value per Share | 1,000 | 887,826 | I |
| Series A Warrants | $20.63 | Jul 18, 2018 | S | 1,055 | D | Feb 12, 2018 | Feb 9, 2028 | Common Stock, $0.01 Par Value per Share | 1,055 | 83,476 | I |
| Series A Warrants | $20.63 | Jul 19, 2018 | S | 200 | D | Feb 12, 2018 | Feb 9, 2028 | Common Stock, $0.01 Par Value per Share | 200 | 83,276 | I |