SEC Form 4 · accession 0001019056-18-000794
DITECH HOLDING Corp · DHCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phoenix Investment Adviser LLC
10% Owner
Period of report
May 7, 2018
Accepted (ET)
Jun 5, 2018 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001040719
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Mandatorily Convertible PreferredF1 | — | May 7, 2018 | S | 170 | D | Feb 9, 2018 | Feb 9, 2023 | Common Stock, $0.01 Par Value per Share | 19,546 | 2,929 | I |
| Mandatorily Convertible PreferredF1 | — | May 8, 2018 | S | 20 | D | Feb 9, 2018 | Feb 9, 2023 | Common Stock, $0.01 Par Value per Share | 2,300 | 2,909 | I |
Explanation of responses
- F1Convertible based upon a conversion multiple of 114.9750 as disclosed in Exhibit 3.1 to the Issuer's Form 8-K filed on February 13, 2018.