SEC Form 4 · accession 0000899243-17-021703
DITECH HOLDING Corp · DHCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neal P Goldman
Director
Period of report
Sep 6, 2017
Accepted (ET)
Sep 8, 2017 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001040719
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 6, 2017 | M | 90,278 | — | A | 101,004 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Sep 6, 2017 | A | 90,278 | A | — | — | Common Stock | 90,278 | 90,278 | D |
| Restricted Stock UnitsF1 | — | Sep 6, 2017 | M | 90,278 | D | — | — | Common Stock | 90,278 | 0 | D |
Explanation of responses
- F1Restricted Stock Units ("RSUs"), granted pursuant to Issuer's 2017 Omnibus Incentive Plan, convert into Common Stock on a one-for-one basis. RSUs vest and are settled immediately upon grant.