SEC Form 4/A · accession 0000894579-18-000274
DITECH HOLDING Corp · DHCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Leon G Cooperman
10% Owner
Period of report
Dec 14, 2018
Accepted (ET)
Dec 20, 2018 · 4:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001040719
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Mandatorily Convertible Preferred StockF6,F1,F7 | — | Dec 17, 2018 | S | 4,745 | D | Feb 9, 2018 | Feb 9, 2023 | Common Stock $0.01 par value per share | 545,556 | 0 | I |
| Mandatorily Convertible Preferred StockF6,F2,F7 | — | Dec 17, 2018 | S | 4,745 | D | Feb 9, 2018 | Feb 9, 2023 | Common Stock $0.01 par value per share | 545,556 | 0 | I |
| Mandatorily Convertible Preferred StockF6,F3,F7 | — | Dec 17, 2018 | S | 4,745 | D | Feb 9, 2018 | Feb 9, 2023 | Common Stock $0.01 par value per share | 545,556 | 0 | I |
| Mandatorily Convertible Preferred StockF6,F4,F7 | — | Dec 17, 2018 | S | 4,745 | D | Feb 9, 2018 | Feb 9, 2023 | Common Stock $0.01 par value per share | 545,556 | 0 | I |
| Mandatorily Convertible Preferred StockF6,F5,F7 | — | Dec 17, 2018 | S | 9,415 | D | Feb 9, 2018 | Feb 9, 2023 | Common Stock $0.01 par value per share | 1,082,490 | 0 | I |
Explanation of responses
- F1The securities are held in the account of Omega Equity Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F2The securities are held in the account of Omega Capital Partners, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F3The securities are held in the account of Omega Capital Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F4The securities are held in the account of Omega Overseas Partners Ltd, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F5The securities are held in the account of Omega Credit Opportunities Master Fund L.P., a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- F6Convertible based upon a conversion multiple of 114.9750 as disclosed in Exhibit 3.1 to the Issuer's Form 8-K filed on February 13, 2018.
- F7The original Form 4, filed on December 18, 2018, is being amended by this Form 4 amendment to correct errors in the Mandatorily Convertible Preferred Stock share numbers which resulted from using an incorrect conversion multiple.