SEC Form 4 · accession 0000894579-18-000266

DITECH HOLDING Corp · DHCP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Leon G Cooperman

10% Owner

Period of report

Mar 23, 2018

Accepted (ET)

Dec 18, 2018 · 5:50 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001040719

Table I — non-derivative securities

No Table I lines on this filing.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Mandatorily Convertible Preferred Stock^F6,F1	—	Mar 23, 2018	P	16	D	Feb 9, 2018	Feb 9, 2028	Common Stock $0.01 par value per share	2,320	4,745	I
Mandatorily Convertible Preferred Stock^F6,F2	—	Mar 23, 2018	P	12	D	Feb 9, 2018	Feb 9, 2028	Common Stock $0.01 par value per share	1,740	4,745	I
Mandatorily Convertible Preferred Stock^F6,F3	—	Mar 23, 2018	P	2,297	D	Feb 9, 2018	Feb 9, 2028	Common Stock $0.01 par value per share	333,008	4,745	I
Mandatorily Convertible Preferred Stock^F6,F4	—	Mar 23, 2018	P	12	D	Feb 9, 2018	Feb 9, 2028	Common Stock $0.01 par value per share	1,740	4,745	I
Mandatorily Convertible Preferred Stock^F5,F6	—	holding	—	—	—	Feb 9, 2018	Feb 9, 2028	Common Stock $0.01 par value per share	1,364,940	9,415	I

Explanation of responses

F1The securities are held in the account of Omega Equity Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
F2New FootnoteThe securities are held in the account of Omega Capital Partners, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
F3The securities are held in the account of Omega Capital Investors, LP, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
F4The securities are held in the account of Omega Overseas Partners Ltd, a private investment entity over which the reporting person has investment discretion. The reporting person disclaims ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.New Footnote
F5The securities are held in the account of Omega Credit Opportunities Master Fund L.P., a private investment entity over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
F6Convertible based upon a conversion multiple of 114.9750 as disclosed in Exhibit 3.1 to the Issuer's Form 8-K filed on February 13, 2018.