SEC Form 4 · accession 0000894579-18-000170
DITECH HOLDING Corp · DHCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samuel Martini
10% Owner
Period of report
Jun 21, 2018
Accepted (ET)
Jun 25, 2018 · 6:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001040719
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 21, 2018 | P | 2,603 | $4.87 | A | 261,966 | I | By LLC |
| Common StockF1 | Jun 21, 2018 | P | 18,094 | $4.87 | A | 60,507 | I | By Family Member |
| Common StockF1 | Jun 21, 2018 | P | 18,094 | $4.87 | A | 60,511 | I | By Family Member |
| Common StockF1 | Jun 21, 2018 | P | 10,309 | $4.87 | A | 33,715 | I | By Family Member |
| Common Stock | holding | — | — | — | 2,617 | D | ||
| Common Stock | holding | — | — | — | 30,000 | I | By Family Member |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.85 to $5.00, inclusive. The Reporting Person undertakes to provide to Ditech Holding Corp., any security holder of Ditech Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1 to this Form 4.
- F2The securities are held in the account of a limited liability company organized under the laws of the State of Delaware in which the Reporting Person is the controlling member.