SEC Form 4 · accession 0001040593-16-000144
CARRIZO OIL & GAS INC · CRZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard H Smith
Officer — Vice President - Land
Period of report
Mar 14, 2016
Accepted (ET)
Mar 16, 2016 · 7:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001040593
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 14, 2016 | A | 4,910 | $0.00 | A | 52,458 | D | |
| Common StockF4 | Mar 16, 2016 | S | 1,600 | $28.8113 | D | 50,858 | D | |
| Common StockF5 | Mar 16, 2016 | S | 413 | $29.5269 | D | 50,445 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a restricted stock unit award granted to the reporting person on March 14, 2016, which vested in full on March 15, 2016.
- F2These transactions were effected in accordance with Rule 10b5-1.
- F3The sales reported in this Form 4 were effected to satisfy the reporting person's federal income tax obligations with respect to the vesting of equity awards.
- F4The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. These shares were sold in multiple transactions at prices ranging from $28.09 to $29.06, inclusive.
- F5The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. These shares were sold in multiple transactions at prices ranging from $29.29 to $29.97, inclusive.