SEC Form 4 · accession 0001040470-18-000036
AEHR TEST SYSTEMS · AEHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M. Schneider
Director
Period of report
Jul 25, 2018
Accepted (ET)
Aug 2, 2018 · 6:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001040470
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 25, 2018 | S | 5,000 | $2.53 | D | 73,632 | I | See Footnote |
| Common StockF2,F1 | Jul 26, 2018 | S | 45,000 | $2.521 | D | 28,632 | I | See Footnote |
| Common StockF3 | holding | — | — | — | 331,800 | I | See Footnote | |
| Common StockF4 | holding | — | — | — | 205,676 | I | See Footnote | |
| Common Stock | holding | — | — | — | 17,113 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by PWA Real Estate, LLC for which the Reporting Person is an affiliate.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.5 to $2.57, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
- F3Shares held by Private Wealth Adv 401K PSP for which the Reporting Person is the owner.
- F4Shares held by Dharma Group Insurance Co for which the Reporting Person is an affiliate.