SEC Form 4 · accession 0001040470-17-000059
AEHR TEST SYSTEMS · AEHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M. Schneider
Director
Period of report
Jul 26, 2017
Accepted (ET)
Aug 25, 2017 · 6:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001040470
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 26, 2017 | S | 3,518 | $4.15 | D | 141,700 | I | See Footnote |
| Common StockF1 | Aug 2, 2017 | S | 45,168 | $4.0098 | D | 96,532 | I | See Footnote |
| Common StockF2 | holding | — | — | — | 331,800 | I | See Footnote | |
| Common StockF3 | holding | — | — | — | 205,676 | I | See Footnote | |
| Common Stock | holding | — | — | — | 17,113 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by PWA Real Estate, LL for which the Reporting Person is an affiliate.
- F2Shares held by Private Wealth Adv 401K PSP for which the Reporting Person is the owner.
- F3Shares held by Dharma Group Insurance Co for which the Reporting Person is an affiliate.