SEC Form 4 · accession 0001040470-17-000010
AEHR TEST SYSTEMS · AEHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M. Schneider
Director
Period of report
Jan 24, 2017
Accepted (ET)
Jan 26, 2017 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001040470
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 24, 2017 | A | 4,167 | $0.00 | A | 17,113 | D | |
| Common StockF2 | holding | — | — | — | 245,218 | I | See Footnote | |
| Common StockF3 | holding | — | — | — | 331,800 | I | See Footnote | |
| Common StockF4 | holding | — | — | — | 305,176 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1RSU shares issued in lieu of cash for BOD fee.
- F2Shares held by PWA Real Estate, LLC for which the Reporting Person is an affiliate.
- F3Shares held by Private Wealth Adv 401K PSP for which the Reporting Person is the owner.
- F4Shares held by Dharma Group Insurance Co for which the Reporting Person is an affiliate.