SEC Form 4 · accession 0001040470-16-000105
AEHR TEST SYSTEMS · AEHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mario M Rosati
Director
Period of report
Jul 25, 2016
Accepted (ET)
Jul 27, 2016 · 6:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001040470
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 25, 2016 | A | 11,161 | $0.00 | A | 19,911 | I | By Trust |
| Common StockF2 | holding | — | — | — | 151,016 | I | By Trust | |
| Common StockF3 | holding | — | — | — | 22,500 | I | See Footnote | |
| Common Stock | holding | — | — | — | 27,000 | I | By Managed Account | |
| Common Stock | holding | — | — | — | 3,701 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by Mario M. Rosati and Danelle Storm Rosati, Trustees of the Rosati Family Trust U/D/T dated May 23, 1997.
- F2Shares held by Mario M. Rosati, Trustee of the Mario M. Rosati Trust U/D/T dated January 9,1990.
- F3Shares held by WS Investment Company, LLC (2001A).