SEC Form 4 · accession 0001040470-15-000032
AEHR TEST SYSTEMS · AEHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M. Schneider
Director
Period of report
May 4, 2015
Accepted (ET)
May 5, 2015 · 6:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001040470
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 4, 2015 | P | 694 | $2.57 | A | 389,194 | I | See Footnote |
| Common StockF1 | May 4, 2015 | P | 7,500 | $2.58 | A | 396,694 | I | See Footnote |
| Common StockF1 | May 4, 2015 | P | 1,653 | $2.59 | A | 398,347 | I | See Footnote |
| Common StockF1 | May 4, 2015 | P | 153 | $2.60 | A | 398,500 | I | See Footnote |
| Common StockF2 | May 4, 2015 | P | 575 | $2.5999 | A | 7,925 | I | See Footnote |
| Common StockF3 | May 4, 2015 | P | 575 | $2.60 | A | 7,225 | I | See Footnote |
| Common StockF4 | May 4, 2015 | P | 575 | $2.599 | A | 3,775 | I | See Footnote |
| Common Stock | holding | — | — | — | 127,600 | D | ||
| Common StockF5 | holding | — | — | — | 331,800 | I | See Footnote | |
| Common StockF6 | holding | — | — | — | 305,176 | I | See Footnote | |
| Common StockF7 | holding | — | — | — | 28,000 | I | See Footnote | |
| Common StockF8 | holding | — | — | — | 14,860 | I | See Footnote | |
| Common StockF9 | holding | — | — | — | 810 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by PWA Real Estate, LLC for which the Reporting Person is an affiliate.
- F2Shares held by custodial account for the benefit of Beatrice Schneider for which the Reporting Person is the custodian.
- F3Shares held by custodial account for the benefit of Helena Schneider for which the Reporting Person is the custodian.
- F4Shares held by custodial account for the benefit of Alexandria Schneider for which the Reporting Person is the custodian.
- F5Shares held by Private Wealth Adv 401K PSP for which the Reporting Person is the owner.
- F6Shares held by Dharma Group Insurance Co for which the Reporting Person is an affiliate.
- F7Shares held by PWA Securities, Inc. for which the Reporting Person is an affiliate.
- F8Shares held by Carla Frank for which the Reporting Person is an advisor.
- F9Shares held by custodial account for the benefit of Ava Schneider for which the Reporting Person is the custodian.