SEC Form 4 · accession 0001209191-17-038826
SYNTEL INC · SYNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neerja Sethi
Director · 10% Owner
Period of report
Jun 7, 2017
Accepted (ET)
Jun 9, 2017 · 3:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001040426
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 7, 2017 | A | 5,114 | $0.00 | A | 16,400,730 | D | |
| Common Stock | holding | — | — | — | 7,939,132 | I | By spouse (Bharat Desai) | |
| Common StockF2 | holding | — | — | — | 9,318,692 | I | By the NS trust dtd 2/28/97 I | |
| Common StockF2 | holding | — | — | — | 9,318,692 | I | By the NS trust dtd 2/28/97 II | |
| Common StockF2 | holding | — | — | — | 300,000 | I | By the BD trusts dtd 5/17/97 | |
| Common StockF2 | holding | — | — | — | 300,000 | I | By the NS trusts dtd 5/17/97 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Granted pursuant to the Syntel, Inc. 2016 Incentive Plan.
- F2The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.