SEC Form 5 · accession 0001209191-15-004398
SYNTEL INC · SYNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bharat Desai
Officer — Chairman · Director · 10% Owner
Period of report
Dec 31, 2014
Accepted (ET)
Jan 15, 2015 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001040426
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 15, 2014 | G | 600 | — | D | 8,339,132 | D | |
| Common StockF1,F3 | holding | — | — | — | 20,095,616 | I | By spouse (Neerja Sethi) | |
| Common StockF1,F3 | holding | — | — | — | 9,318,692 | I | By the NS trust dtd 2/28/97 I | |
| Common StockF1,F3 | holding | — | — | — | 9,318,692 | I | By the NS trust dtd 2/28/97 II | |
| Common StockF1,F3 | holding | — | — | — | 300,000 | I | By the BD trusts dtd 5/17/97 | |
| Common StockF1,F3 | holding | — | — | — | 300,000 | I | By the NS trusts dtd 5/17/97 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All amounts reflect the two for one stock split of the Common Stock of Syntel, Inc. on November 3, 2014.
- F2This transfer was a bona fide gift.
- F3The reporting person disclaims beneficial ownership of these shares.