SEC Form 4 · accession 0001580231-18-000023
PIXELWORKS, INC · PXLW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven L Moore
Officer — VP, CFO & Treasurer
Period of report
May 9, 2018
Accepted (ET)
May 10, 2018 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001040161
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 9, 2018 | A | 65,000 | — | A | 520,936 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $0.60 | holding | — | — | — | — | Mar 23, 2019 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock. The restricted stock units will vest 33% on February 15, 2019, 33% on February 14, 2020 and 34% on February 15, 2021.
- F2Becomes exercisable on a monthly basis over 3 years, commencing the last day of the month of the date of grant.