SEC Form 4 · accession 0001580231-15-000005

PIXELWORKS, INC · PXLW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and CEO · Director

Period of report

Mar 13, 2015

Accepted (ET)

Mar 16, 2015 · 4:09 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001040161

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 13, 2015	F	14,534	$5.19	D	394,436	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)^F1	$0.60	holding	—	—	—	—	Mar 23, 2019	Common Stock	100,000	100,000	D
Non-Qualified Stock Option (right to buy)^F2	$2.28	holding	—	—	—	—	Jan 1, 2018	Common Stock	31,666	31,666	D
Non-Qualified Stock Option (right to buy)^F3	$2.31	holding	—	—	—	—	Jan 1, 2018	Common Stock	168,333	168,333	D
Non-Qualified Stock Option (right to buy)^F1	$2.36	holding	—	—	—	—	Feb 9, 2018	Common Stock	100,000	100,000	D
Non-Qualified Stock Option (right to buy)^F1	$3.13	holding	—	—	—	—	Feb 10, 2016	Common Stock	100,000	100,000	D
Non-Qualified Stock Option (right to buy)^F1	$3.48	holding	—	—	—	—	Feb 10, 2017	Common Stock	125,000	125,000	D
Non-Qualified Stock Option (right to buy)^F4	$4.14	holding	—	—	—	—	May 22, 2017	Common Stock	3,333	3,333	D
Non-Qualified Stock Option (right to buy)^F4	$9.00	holding	—	—	—	—	May 23, 2016	Common Stock	3,333	3,333	D
Non-Qualified Stock Option (right to buy)^F5	$25.29	holding	—	—	—	—	May 24, 2015	Common Stock	13,333	13,333	D

F1Becomes exercisable on a monthly basis over 3 years, commencing the last day of the month of the date of grant.
F25,555 shares vest 1/31/08; 5,555 shares vest 2/29/08; 5,556 shares vest 3/31/08. 15,000 shares vested 3/31/08 upon the Compensation Committee's confirmation of Mr. Walicek's achievement of company goals for the first quarter of 2008.
F318,333 shares vest 12/31/2008. 150,000 shares vest ratably on a monthly basis thereafter over three years.
F425% vest on the last day of the month of the first anniversary of the date of grant, with the remaining 75% vesting ratably on a monthly basis thereafter over three years.
F5The option becomes exercisable over a 4-year period which commenced on May 24, 2005, as follows: 3,333 shares exercisable as of May 24, 2006, 277.8 shares exercisable every month thereafter for 36 months through May 24, 2009.