SEC Form 4 · accession 0001511701-16-000005
PIXELWORKS, INC · PXLW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen L Domenik
Officer — Chief Executive Officer · Director
Period of report
Feb 1, 2016
Accepted (ET)
Feb 2, 2016 · 6:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001040161
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 191,728 | D | ||
| Common Stock | holding | — | — | — | 29,881 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $2.12 | Feb 1, 2016 | A | 43,750 | A | — | Feb 1, 2022 | Common Stock | 43,750 | 43,750 | D |
| Non-Qualified Stock Option (right to buy)F2 | $3.05 | holding | — | — | — | — | Jul 29, 2016 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Options vest ratably on a monthly basis, over six months.
- F2The option becomes exercisable over 4 year period which commenced on July 29, 2010, as follows: 2,500 shares exercisable as of July 29, 2011, 208.33 shares exercisable every month thereafter for 36 months through July 29, 2014.