SEC Form 4 · accession 0001040161-15-000008
PIXELWORKS, INC · PXLW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Heneghan
Director
Period of report
Feb 12, 2015
Accepted (ET)
Feb 13, 2015 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001040161
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 12, 2015 | M | 6,000 | $1.37 | A | 87,305 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $1.37 | Feb 12, 2015 | M | 6,000 | D | — | May 19, 2016 | Common Stock | 6,000 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $2.43 | holding | — | — | — | — | May 20, 2018 | Common Stock | 3,333 | 3,333 | D |
| Non-Qualified Stock Option (right to buy)F1 | $4.14 | holding | — | — | — | — | May 22, 2017 | Common Stock | 3,333 | 3,333 | D |
Explanation of responses
- F125% vest on the last day of the month of the first anniversary of the date of grant, with the remaining 75% vesting ratably on a monthly basis thereafter over three years.