SEC Form 4 · accession 0001039828-19-000010
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO · AEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott A. Samuelson
Officer — Vice President-Controller
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001039828
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2019 | A | 6,588 | $0.00 | A | 23,708 | D | |
| Common Stock | Feb 28, 2019 | F | 2,000 | $31.65 | D | 21,708 | D | |
| Common StockF2 | Feb 28, 2019 | A | 967 | $0.00 | A | 22,675 | D | |
| Common StockF3 | holding | — | — | — | 7,614 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vested and converted into shares of common stock.
- F2An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vests on the third anniversary of the date of grant.
- F3Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.