SEC Form 5 · accession 0001039828-19-000004
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO · AEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Matovina
Officer — CEO & President · Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 12, 2019 · 10:03 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001039828
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2018 | G | 3,000 | $0.00 | D | 194,890 | D | |
| Common Stock | Mar 19, 2018 | G | 400 | $0.00 | D | 194,490 | D | |
| Common StockF1 | holding | — | — | — | 11,940 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.