SEC Form 4 · accession 0001039828-18-000045
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO · AEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Debra J Richardson
Director
Period of report
Jun 7, 2018
Accepted (ET)
Jun 8, 2018 · 12:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001039828
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 7, 2018 | M | 40,000 | $10.85 | A | 180,253 | D | |
| Common StockF1 | Jun 7, 2018 | A | 2,600 | $0.00 | A | 182,853 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options - Right to Buy | $10.85 | Jun 7, 2018 | M | 40,000 | D | Jun 11, 2011 | Jun 11, 2018 | Common Stock | 40,000 | 0 | D |
Explanation of responses
- F1An award of restricted stock that vests one year from the date of grant or on the day of AEL's 2019 annual meeting of the shareholders, whichever is earlier.