SEC Form 4 · accession 0001039828-17-000022
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO · AEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott A. Samuelson
Officer — Vice President-Controller
Period of report
Mar 9, 2017
Accepted (ET)
Mar 13, 2017 · 2:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001039828
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 9, 2017 | A | 1,712 | $0.00 | A | 12,247 | D | |
| Common StockF2 | Mar 9, 2017 | A | 1,623 | $0.00 | A | 13,870 | D | |
| Common StockF3 | holding | — | — | — | 6,074 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1An award of restricted stock units pursuant to the American Equity Investment Life Holding Company 2009 Employee Incentive Plan that vested and converted into shares of common stock.
- F2An award of restricted stock pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vests on the third anniversary of the date of grant.
- F3Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.