SEC Form 4 · accession 0001039828-17-000014
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO · AEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alexander Meeker Clark
Director
Period of report
Feb 13, 2017
Accepted (ET)
Feb 15, 2017 · 3:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001039828
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2017 | M | 5,000 | $12.26 | A | 10,500 | D | |
| Common StockF1 | Feb 13, 2017 | S | 5,000 | $26.4788 | D | 5,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options - Right to Buy | $12.26 | Feb 13, 2017 | M | 5,000 | D | Jun 9, 2014 | Jun 9, 2021 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $26.45 to $26.48. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.