SEC Form 5 · accession 0001039828-17-000012
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO · AEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Noble
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 13, 2017 · 6:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001039828
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 6, 2016 | G | 2,764 | $18.02 | D | 1,538,765 | D | |
| Common Stock | Dec 27, 2016 | G | 390 | $22.8189 | D | 1,538,375 | D | |
| Common StockF1 | holding | — | — | — | 11,303 | I | By ESOP | |
| Common Stock | holding | — | — | — | 7,407 | I | By Noble Charitable Trust | |
| Common Stock | holding | — | — | — | 237,000 | I | By Twenty Services |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.