SEC Form 5 · accession 0001039828-17-000010
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO · AEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Matovina
Officer — CEO & President · Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 10, 2017 · 9:45 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001039828
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2016 | G | 500 | $20.73 | D | 167,462 | D | |
| Common StockF1 | holding | — | — | — | 10,805 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.