SEC Form 4 · accession 0001039828-16-000210
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO · AEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ted Morris Johnson
Officer — CFO & Treasurer
Period of report
Jun 2, 2016
Accepted (ET)
Jun 6, 2016 · 6:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001039828
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 2, 2016 | A | 1,602 | $0.00 | A | 43,151 | D | |
| Common StockF2 | Jun 2, 2016 | A | 2,990 | $0.00 | A | 46,141 | D | |
| Common Stock | holding | — | — | — | 9,607 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1An award of restricted stock pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vests on February 24, 2018.
- F2An award of restricted stock pursuant to the American Equity Investment Life Holding Company 2016 Employee Incentive Plan that vests on the third anniversary of the date of grant.