SEC Form 4 · accession 0001039828-16-000182
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO · AEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey D Lorenzen
Officer — Executive VP-Chief Inv Officer
Period of report
Apr 11, 2016
Accepted (ET)
Apr 12, 2016 · 6:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001039828
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 11, 2016 | D | 1,413 | $0.00 | D | 25,582 | D | |
| Common StockF2 | holding | — | — | — | 8,122 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock that was canceled by mutual agreement of the reporting person and American Equity Investment Life Holding Company.
- F2Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.